Hampton
C
Ri
,
Chong
A
Ji
,
Verrier
E
Di
. Stentless Aortic Valve Replacement: Homograft/Autograft.
In: Cohn LH, Edmunds LH Jr, eds. Cardiac Surgery in the Adult. New York: McGraw-Hill, 2003:867-888.
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Chapter 34 |
| INTRODUCTION |
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| HISTORICAL PERSPECTIVE |
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Since these initial efforts to utilize homografts in the aortic position, the procurement and preservation of these biologic valves have changed significantly. Initially, aortic valves were implanted shortly after collection.9 This technique fell out of favor and was rapidly supplanted by techniques to sterilize and preserve the valve for later usea fundamental strategy of contemporary tissue banking. Valves were collected cleanly and then were sterilized with beta-propiolactone8,10 or 0.02% chlorhexidine,11 followed by ethylene oxide11 or radiation exposure.12 After chemical sterilization, valves were placed in Hanks' balanced salt solution at 4°C for up to 4 weeks, followed by freeze-drying.8,13 Recognizing that the incidence of valve rupture was high in chemically treated valves, Barratt-Boyes introduced antibiotic sterilization of homografts in 1968.14 Cryopreservation of allografts was introduced in 1975 by O'Brien in an attempt to increase the cell viability of preserved allografts.15 Cryopreservation continues to be the most commonly used method for aortic allografts.
Recognizing that homografts may incite alloreactivity, it was suggested that autologous biologic valves would diminish this risk while maintaining the superior hemodynamic profile. Use of the pulmonic valve to replace another valve was first reported in 1961 when Lower et al of Stanford transposed the pulmonic valve to the mitral position in dogs.16 Shortly thereafter, Pillsbury and Shumway, also of Stanford, experimentally transposed the autologous pulmonic valve to replace a diseased aortic valve.17 Ross extended this work to humans, reporting in 1967 a series of 14 patients in whom he replaced a diseased aortic valve with autologous pulmonic valve.18 Since that time, this procedure has come to bear his namethe Ross procedureand is also described as a pulmonary autograft. Widespread early fervor about this procedure was quickly tempered when surgeons appreciated its technical demands as well as considering it to be a "double valve" replacement. In the last decade, however, there has been renewed interest in the Ross procedure due to its proven durability and its hemodynamic superiority over alternative valve replacement options. Currently, over 240 surgeons worldwide have performed the Ross procedure, as reported in the Ross Procedure International Registry, which was established in the early 1990s to catalog these procedures and follow the outcomes.
| ALLOGRAFTS |
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In the United States, the majority of allograft valves are obtained from beating-heart organ donors whose hearts are not suitable for transplantation. Allografts obtained from cadavers less than 24 hours old comprise the second primary source of valves. The processing of cadaveric tissue is increasingly performed by regional tissue centers that specialize in the procurement and preservation of human tissues for ultimate allotransplantation. The increasing prevalence of cardiac allotransplantation has allowed the use of fresh "homovital" allografts,19 which may have enhanced preservation of cellular viability. Ideally, fresh valves would be implanted within 24 hours, but even at centers with significant experience, the interval between harvesting and implantation is up to 60 days, with an average interval of 3.9 days.19 Cryopreservation is the most common technique used, which optimizes cellular viability15 and prolongs shelf life, which is an obvious advantage given the shortage of organ donors.
The heart is procured under sterile (multiorgan donor) or clean (cadaveric donor) conditions and gently rinsed with cold isotonic salt solution (e.g., Ringers lactate) to remove the blood and its elements from the cardiac chambers. The heart is then placed in a bag containing ice-slush solution to be kept cold until further processing. Warm ischemia time does not exceed 12 hours, unless the donor is in an environment with temperature of 8°C or lower within six hours of death, which can extend the "warm" ischemia time to 24 hours. Donor blood is obtained for culture and serologic testing of common infectious agents (e.g., viral hepatitis B and C, HIV, HTLV, and Treponema pallidum).
The following details concerning tissue center processing are based on procedural protocols of the Northwest Tissue Center, Seattle, Washington,20 and are similar to other institutions.21 Once at the tissue center, an aortic block is dissected in a controlled environment (Class 100 clean room environment). Donor tissue and the transport solution are cultured for aerobic and anaerobic organisms, fungus, and acid-fast bacilli (AFB). Proximally the dissection includes the aortic ring and the anterior leaflet of the mitral valve with a variable amount of ventricular muscle, and extends distally to the left subclavian artery, including the branches of the thoracic aorta. The coronary ostia are ligated, allowing a subsequent interposition "free-root" allograft if needed. The base of the graft contains a variable amount of ventricular muscle that may be trimmed at the time of graft implantation. The valve is inspected for leaflet fenestrations, atheroma, or damage, which may make it unsuitable for implantation. Of these, leaflet atheroma absolutely contraindicates use of the allograft, while fenestrations or other damage are relative contraindications, and depend on their severity and magnitude. Obturators are then used to size both the valve and the aorta (Fig. 34-1).
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The sine qua non of cryopreservation is controlled rate freezing, as introduced by O'Brien et al in 1975.15 Prior to packaging, the air in the packaging room, the gloves of the technologist, and three designated locations in the sterile packaging field are sampled for viable particles. The allograft is transferred from the antibiotics to a sterile storage pouch containing culture medium (e.g., RPMI-1640), 10% fetal calf serum, and 7.5% DMSO (a cryoprotectant). These substrates are designed to provide nutritive support to the allograft and minimize crystal formation and tissue damage during the freezing process. A final sample is taken of the packaging solution for aerobic and anaerobic organisms. Within two hours of exposure to DMSO, the allograft is frozen at -1°C per minute down to -40°C and then placed in vapor-phase liquid nitrogen storage (about -195°C) until it is used. After tissue cultures and serology results are available (about 4 to 6 weeks) and negative, the valve may be used for implantation; if there are any positive culture or serology results, the valve is discarded.
After release of the allograft from the tissue center, it is shipped in a container validated to maintain temperatures below -100°C for ten days. Two temperature-sensitive indicators, which turn red if temperatures rise above -100°C, are included with each shipment to ensure maintenance of shipping temperatures. Upon arrival to the institution where it will be used, the storage pouch is removed from the liquid nitrogen and placed in warm saline (37°C to 42°C). The allograft size and number are confirmed. After removal from the storage pouch, the allograft then undergoes a series of gentle rinses and thawing, in solutions that have increasingly dilute DMSO, followed by a final rinse in pure nutrient media prior to use. The allograft is then ready for final trimming and implantation.
Cellular and Immunologic Aspects of Allografts
Normal valves are ultrastructurally comprised of cellular components, including endothelium, fibroblasts, and smooth muscle cells (SMCs), and an amorphous and fibrillar extracellular matrix (ECM) derived primarily from fibroblasts and SMCs.24 In nonpathologic states, there is a steady state between destruction of these elements and remodeling, which underlies an overall structure and function. In accordance with the paradigm that structural integrity, and thus function, depends on cellular viability of an allograft, preservation techniques have attempted to optimize the preservation of viable cellular elements to improve function and durability.
As mentioned, earlier methods of chemical sterilization and irradiation had a prohibitive incidence of cusp rupture14 and histologic analysis of these allograft valves reveals nonviable cellular elements.25 Antibiotic sterilization of allografts and storage in a balanced salt solution or nutrient medium at 4°C does not maintain cellular viability beyond a few days.26,27 The durability of these valves is improved from chemically sterilized valves with a freedom from reoperation for valve degeneration at 10 years of 89%.15 Gentle procurement and cryopreservation of allografts has been shown to maintain donor fibroblast viability up to 9.5 years after implantation in one patient, and viable fibroblasts have been consistently demonstrated in a small number of other patients.15 More recently, persistence of viable, functional donor fibroblasts in allografts harvested up to 70 months has been reported.28 Also, using in situ hybridization technology, the viable fibroblasts in the explanted allografts were demonstrated to be of both recipient and donor origin. Other investigators have demonstrated no cellular viability of allograft valves after antibiotic treatment26 or after explantation.29 Of note, however, is the fact that the methods of valvular preservation in the latter investigation29 were not reported, and these valves were explanted primarily for deterioration, contributing to significant selection bias. In the end, the extent to which viable cellular elements persist in allografts after cryopreservation is not clear. Given the occasional findings of viable cells, particularly fibroblasts, up to 9 years after implantation,15 it is likely that some viable cells persist in allografts, at least some of the time. Moreover, when viable cells are present, they are likely of both donor and recipient origin.15,28 The discrepant findings with respect to the persistence of viable cells in the allograft may relate to warm ischemia times or differences in procurement and preservation techniques. More importantly, when present, the extent to which these viable fibroblasts remain functional and contribute to the structural integrity of the allograft components is not known.
While modifications of valve preservation techniques have attempted to maintain cellular viability of the allograft15 to improve long-term structural integrity and function,30 the presence of viable donor cells may be detrimental by inciting an allograft rejection reaction.31 Multiple studies have demonstrated the generation of donor-specific alloantibodies directed against human leukocyte antigens (HLA) class I (A and B antigens) and II (DR antigens) in allograft valve recipients.32,33 The development of panel-reactive antibodies (PRA) seems to increase with time,33 approximating 82% at 6 years after graft implantation,34 occurs in both adults and children, and is irrespective of the method of cryopreservation.35 Despite consistent evidence of antibody formation directed against the HLA antigens of the allograft, the clinical significance is not clear.
Dignan et al reported a significant association between HLA class II antigen mismatch and postoperative fever and homograft dysfunction in recipients of cryopreserved allografts.36 In recipients of homovital allografts, Smith et al reported no significant association between HLA class I or II antigens with long-term (6 years) valve function,34 although there was an increased prevalence of valve degeneration in those patients with HLA antibodies. In HLA antibody-negative patients, the actuarial freedom from valve degeneration at 1, 5, and 10 years was 100%. In patients with PRA less than 50%, freedom from valve degeneration at 1, 5, and 10 years was 100%, 97%, and 92%; in those patients who were highly sensitized, it was 98%, 94%, and 88%.34 Taken together, these data suggest that antibody-mediated alloreactivity may play a causal role in allograft valve dysfunction over time, but larger studies are certainly needed with adequate power to detect small (i.e., 5% at 10 years) differences between allograft recipients who are HLA matched and mismatched. In the meantime, until such data are available, it has been suggested that prospective matching of HLA antigens may be warranted.34 Recognizing that investigation of allografts in humans is limited to preimplanation analysis (i.e., during procurement or preservation) or valves that require explantation due to valve failure, heart transplantation of the recipient, or recipient death, investigators have developed alternative models for this inquiry.
Accordingly, to better understand the immunologic aspects of allograft valve dysfunction, numerous investigators have used animal models of allograft implantation. Multiple studies of allograft implantation across MHC barriers in rats demonstrate significant cellular infiltration into thickened valve leaflets over the first 28 days, which is temporally followed by valve degeneration and failure.3740 The cellular infiltration may be phasic, characterized by early monocyte infiltration,37 and followed by progressive monocyte/ macrophage and T-lymphocyte infiltration, which is maximal by 7 days after implantation.37,40 There is a coincidental decline in allograft donor cell viability over this time that is paralleled by declining valve structure and function.37 Importantly, in T-celldeficient rats, these cellular events do not occur and allograft function is preserved, providing additional support for immune-mediated valvular destruction.38 Moreover, immune modulation with cyclosporine and antiadhesion molecule (anti-
4/ß2 integrin) therapy attenuates leaflet cellular infiltration and prevents allograft structural failure.41 Taken together, these data strongly support a donor-specific, cell-mediated (primarily T lymphocytes) immune reaction directed against the donor alloantigens that is followed by structural valve failurea cellular cascade typical of solid organ rejection.
In summary, despite intensive investigation over the past three decades, the relative contribution of the immune response, preservation techniques, and warm ischemia time to ultimate valve degeneration (i.e., sclerosis, calcification, etc.) is not clear. More importantly, after consideration of the structural benefits and the immune-reaction risks, the net advantage of maintaining cellular (particularly fibroblasts) viability in the allograft is not well defined.31 Future investigations should endeavor to further clarify the relative contributions of these factors to allograft valve antigenicity, immunogenicity, and durability. Further, the impact of immune modulation on long-term allograft function warrants further study.
Aortic valve replacement with an allograft has a number of advantages including excellent hemodynamic profile with low transvalvular gradients, low risk of thromboembolism without the need for systemic anticoagulation, possibly enhanced regression of LV mass,42 and low risk of prosthetic valve infection. Allograft durability is limited, however, with a freedom from reoperation at 20 years of 38% to 50% and a freedom from structural valve failure at 20 years of 18% to 32%.43,44 The incidence of structural failure is proportional to recipient and donor age; that is, increased structural failure over time in older recipients that receive allografts from older donors. As a result, we believe allografts should be considered in: (1) treatment of active endocarditis of either a native or prosthetic valve; (2) patients 30 to 60 years old, with at least 10-year life expectancy, who cannot be anticoagulated, for whatever reason; (3) patients with small aortic annuli; and (4) patients requiring composite replacement of the aortic valve and aortic root. Further, we believe allografts should be avoided in: (1) patients who have a heavily calcified, noncompliant aortic root and (2) patients younger than 20 years old, because of the likelihood of valve degeneration over time.
Preoperative preparation for placement of an aortic allograft is similar to other aortic valve operations. Invariably, a transthoracic echocardiogram (TTE) will be available. TTE is invaluable diagnostic tool for evaluation of valvular morphology and function, etiology of valvular dysfunction, and ventricular function. Further, preoperative TTE may also accurately predict aortic annulus diameter, and thus, the size of the homograft required. However, the accuracy of TTE in predicting aortic annulus size is not entirely clear.
Greaves et al demonstrated that two independent observers, interpreting identical echocardiograms, predicted annulus diameter within 2 mm 57% or 70% of the time, and up to 12% of the measurements were discordant from actual valve diameter by more than 4 mm.45 Moreover, there was significant interobserver variability. Others, however, have demonstrated accurate prediction of actual valve size, or within 2 mm, 80% to 100% of the time.46,47
More recently, the predictive value of transesophageal echocardiography (TEE) has been assessed. In 20 patients evaluated before cardiopulmonary bypass (CPB), Abraham et al demonstrated that both biplane and multiplane TEE predicted surgical obturator measurement, within 1 mm, 100% of the time and was superior to TTE.48 Oh et al have recently demonstrated similar results with intraoperative TEE, accurately predicting size of the homograft in all patients.49 Taken together, these data suggest that TEE is superior to TTE in predicting homograft size, and may be an excellent tool to optimize the efficiency of homograft placement by reducing ischemic and cross-clamp times. However, given the limited data, correlation with direct surgical measurement is still warranted, since accurate sizing of homografts is absolutely critical for good long-term function.
A full median sternotomy is used with standard techniques of cardiopulmonary bypass (CPB). Aortic cannulation is obtained as far distally as possible, near the innominate artery, and a two-stage cannula is placed into the right atrial appendage. A ventricular vent is placed into the right superior pulmonary vein. Both antegrade and retrograde cardioplegia are delivered. The aortotomy incision is a reverse "lazy-S" that begins 4 to 5 cm above the coronary ostia (Fig. 34-2). The transverse aspect of the "lazy-S" lies just above the right coronary ostia and continues downwards along the right lateral aorta to the center of the noncoronary sinus. After retraction of the aorta, facilitated with silk stay sutures, the valve is excised. The aortic root and annulus are then closely examined for geometric morphology and symmetry, indicating feasibility of a good result with a homograft. Next, the aortic ring is sized with standardized obturators or Hagar dilators, taking care not to stretch the annulus or the leaflets. Since this represents an external diameter of the recipient, and allografts are sized based on internal diameters, an allograft 2 to 4 mm smaller than the recipient measurement is obtained. The appropriately sized allograft can then be thawed. If the allograft was selected based on accurate TTE or TEE measurements, it should already have been thawed. The allograft is then trimmed.
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There are multiple techniques for placing the allograft in the aortic position, and the strategies have continued to evolve over time. Ross7 and Barrat-Boyes50 originally described the 120° rotation scalloped freehand technique. Numerous groups later modified this technique, whereby the right and left coronary sinuses were scalloped, but the noncoronary sinus was left intactthe intact noncoronary sinus technique. Later, this technique was further altered to preserve all the sinuses on the donor and insert the allograft as a cylinder within the recipient aortic root, with reimplantation of the coronary ostia as needed. More recently, the allograft has been implanted as a mini-root interposition graft when the severely diseased aortic root must be excised. Thus, there are essentially four techniques for placing an aortic allograft: (1) 120° rotation scalloped implant; (2) intact noncoronary sinus scalloped technique; (3) aortic root inclusion cylinder technique, with reimplantation of the coronary ostia as needed; and (4) aortic "mini-root" replacement with interposition allograft.
Scalloped 120° rotation freehand technique For the scalloped 120° freehand rotation technique, the sinus aorta is trimmed within 5 mm of the cusp attachments down to within 3 mm of the cusp bases, effectively removing all three sinuses.50 The valve is then rotated 120° in the counterclockwise direction, so that the donor right sinus lies below the recipient left coronory sinus (Fig. 34-4). This critical maneuver brings the weaker muscular portion of the allograft posteriorly adjacent to the fibrous trigone and anterior leaflet of the mitral valve.50,51 Two suture lines are required for this technique. The lower suture line can either be a continuous, running suture or simple interrupted sutures can be used, usually of 4-0 or 5-0 polypropylene (Figs. 34-5, 34-6, and 34-7). For the running suture, the homograft can be turned inside out to facilitate the lower suture line. In the area of the membranous septum, sutures are placed more superficially to avoid the conduction system.
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Freehand intact noncoronary sinus technique Scalloping of the coronary sinuses while preserving the noncoronary sinus is a technical extension of the scalloped 120° subcoronary implant technique (Fig. 34-8). This modification increases stability of the homograft and maintains symmetry more easily. Further, the risk for noncoronary cusp prolapse is attenuated in patients with a dilated or abnormal sinotubular junction.56 Accordingly, it is a reasonable choice for patients with mildly dilated or asymmetric aortic roots and those with AI. For the intact noncoronary sinus technique, the allograft is prepared as above, except the noncoronary sinus is preserved. The allograft is then inserted into the aortic root, maintaining anatomic alignment without any rotation, and is sutured as described above. Additionally, mattress sutures are placed through the native aorta and the noncoronary sinus of the allograft to obliterate the space between the noncoronary sinus and the native aorta.
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Aortic root replacement with inclusion cylinder technique Ross et al modified the aforementioned techniques to place the allograft as a sleeve or cylinder within the aortic root. The technique of implantation is very similar to that outlined above. For the inclusion cylinder technique, the sinuses are retained, and the cusp-sinus relationships are preserved (Fig. 34-9). Depending on the length of the cylinder, the recipient coronary ostia may need reimplantation into a buttonhole in the side of the allograft or directly into the donor coronary ostia. Conversely, if the distal aspect of the allograft is caudal to, or near the recipient coronary ostia, then minimal scalloping of the allograft wall will suffice to ensure coronary flow. The two suture lines are created with simple interrupted 4-0 polypropylene suture.
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Intraoperative TEE with Doppler color flow measurement is the most valuable postreplacement assessment tool. Recognizing that the primary determinants of regurgitation are the valvular orifice area, the transvalvular pressure gradient, and the duration of diastole,58 it is important to assess the aortic valve hemodynamics after the patient is weaned from cardiopulmonary bypass. The accuracy of the TEE assessment can be further enhanced with volume loading and administration of phenylephrine to effect vasoconstriction. Moreover, the transvalvular gradient, orifice area, subvalvular structures, and presence of regurgitation may all be accurately determined with TEE. With appropriate loading conditions, moderate to severe AI warrants reinstitution of CPB with inspection and revision of the allograft as needed. Mild AI is usually tolerated well and does not warrant reexploration.
Postoperative management following allograft placement is similar to that for other aortic valve replacements, and is dictated by the antecedent physiology that resulted from the aortic stenosis or regurgitation that required surgery. Aortic stenosis produces a hypertrophied, noncompliant ventricle that requires adequate preload and maintenance of sinus rhythm for adequate cardiac output. In contrast, aortic regurgitation results in a dilated left ventricle that may be coincidentally hypertrophied. Again, ensuring adequate preload and aggressively treating arrhythmias are imperative. Since patients with aortic regurgitation are chronically vasodilated to maintain systemic perfusion, vasoconstricting agents may be required after the patient is normothermic in the intensive care unit.
In both of these groups, systolic hypertension should be treated aggressively to protect the aortic suture line. Other than atrial arrhythmias, these patients are also susceptible to heart block, since the conduction system lies just near the right coronary cusp. When this occurs, epicardial pacing is employed as needed, and when persistent beyond a few days, a permanent pacer may be placed.
Long-term anticoagulation is not required and once-daily aspirin is sufficient.
In patients without endocarditis at the time of allograft placement, operative mortality is 1% to 5%.43,44,57 Notably, numerous experienced and talented groups have reported that the root replacement technique does not impact early mortality.44,57 In contrast, patients with endocarditis at the time of allograft valve placement have a much higher early mortality, from 8% to 16%.19,44,5961 In these patients, early mortality was higher in patients with cardiogenic shock61 or prosthetic valve endocarditis (18.8%), as compared to native valve endocarditis (10%).59
Early postoperative AI occurs infrequently and most often results from technical factors, like inaccurate sizing of the allograft, or valve distortion during placement, particularly with the scalloped subcoronary implant technique. This complication should be appreciated intraoperatively with loading maneuvers and intraoperative TEE, as previously mentioned.
Hemorrhage, heart block, stroke, myocardial infarction, and infectious complications occur with similar frequency to other aortic valve replacements, and are not unique to homografts.
As mentioned, 30-day mortality following homograft placement is less than 5% in patients without endocarditis (Table 34-1). Crude survival at 10 and 20 years is reported to be 67% and 35%, respectively,44 while in other studies actuarial survival at 10, 20 and 25 years is 81%,43 58%,43 and 19%.57
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Hemodynamic characteristics of allografts are excellent at short- and-medium term follow-up, both at rest and during exercise.62,63 However, progressive allograft dysfunction develops over time, coinciding with increasing structural failure. Freedom from repeat aortic valve replacement (AVR), for any reason, parallels structural valve failure and is 86.5% and 38.8% at 10 and 20 years, respectively.43
Infectibility of allografts is low, with freedom from endocarditis at 10 years of 93% to 98%43,44 and at 20 years of 89% to 95%.43,44,57 Similarly, freedom from thromboembolism at 15 and 20 years in patients undergoing AVR with coronary artery bypass grafting is 92% and 83%, respectively.57 O'Brien et al found that neither preservation methods nor implantation techniques affected overall 20-year rates of thromboembolism, endocarditis, or structural valve deterio- ration.57
In patients with active endocarditis requiring aortic valve replacement, results are much poorer. Operative mortality is nearly twice that of patients without endocarditis, from 8% to 17%,5961 and higher in patients with prosthetic valve endocarditis.60 Late survival ranges from 58% at 5 years59 to 91% at 10 years,61 and is significantly lower in patients with prosthetic valve endocarditis.60 Importantly, the risk of recurrent endocarditis is less than 4% up to 4 years postoperatively.51,60,61 As a result of these outcomes, the homograft is the preferred valve for aortic replacement in patients with active endocarditis.
Replacement of a diseased aortic valve with an allograft is not a perfect solution. However, there are many advantages, including low operative mortality rate, excellent early and mid-term hemodynamics across the allograft, and low infectibility. The primary shortcoming of aortic allografts is progressive deterioration of valve structure and function over time, which limits its use in younger patients with long life expectancy. This structural deterioration is likely a result of a donor-specific immune-mediated rejection reaction, which may be a potential target for targeted immunosuppressive agents to increase valve durability. Increased investigation in this area is needed. Lack of availability is also a limiting factor in the selection of allograft valves, in contrast to the alternatives. For patients with active endocarditis of either the native or prosthetic aortic valve, allograft replacement is the procedure of choice.
| PULMONARY AUTOGRAFT |
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Replacement of a diseased aortic valve with a pulmonary autograft has a number of advantages including: (1) freedom from thromboembolism without the need for anticoagulation; (2) improved hemodynamics through the valve orifice without obstruction or turbulence; (3) growth of the autograft with time, particularly beneficial for young patients who will continue to grow after receiving the aortic autograft64; (4) and the assumption that replacement of the aortic valve with living autologous tissue is preferential to prosthetic or xenogeneic materials.
A theoretical concern of this repair is the ability of the pulmonic valve, usually subjected to relatively low pressures from the right ventricle, to withstand the increased stresses of the systemic circulation beyond the high-pressure left ventricle when placed in the aortic position (Fig. 34-10).
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In addition to individual surgeon experience, a number of patient factors influence consideration of the Ross procedure for replacement of a diseased aortic valve. Table 34-2 summarizes the important patient factors to bear in mind when considering the Ross procedure. The only absolute contraindications are significant pulmonary valve disease, congenitally abnormal pulmonary valves (e.g., bicuspid or quadricuspid), Marfan syndrome, unusual coronary artery anatomy, and probably severe coexisting autoimmune disease, particularly if it is the cause of the aortic valve disease. Of note, bacterial endocarditis is not a contraindication for the Ross procedure, though, when present, it usually dictates that the root replacement technique is used. Additional minor considerations often come into play including patient age, associated medical conditions, physiologic reserve, suitability for anticoagulation, and underlying ventricular function, because the time on cardiopulmonary bypass (CPB) is potentially long.
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Since the initial description by Ross of the scalloped subcoronary implant, a number of modifications have been described, including the inclusion cylinder technique and the root replacement technique. These techniques are performed identically to those outlined above for aortic homografts. According to the Ross Procedure International Registry, the root replacement technique is the most commonly performed variation owing to its superior versatility and possible decreased incidence of early and late graft failure.65
The conduct of the operation is similar to placement of aortic homograft. Full CPB is utilized with arterial cannulation of the distal aorta. Again, the ventricular vent is placed through the right superior pulmonary vein. Cardioplegia is delivered antegrade and retrograde, via the coronary sinus catheter. A reverse "lazy-S" aortotomy is performed similarly to placing an allograft. After retraction of the aorta, facilitated with stay sutures, the aortic valve and root are inspected and the suitability of the pulmonary autograft for repair is confirmed. The aortic valve is then excised, along with the coronary ostia as buttons. When the root replacement technique is used, the aortic root is excised as previously described for the allograft. Attention is then turned to the pulmonary artery (PA) and pulmonic valve.
After institution of CPB, the PA is mobilized to its bifurcation. The PA is then sharply divided transversely just proximal to the origin of the right and left pulmonary arteries (Fig. 34-12). This allows visual inspection of the pulmonic valve endoluminally, which is normally tricuspid, without fenestrations or atheroma (Fig. 34-13). The discovery of a bicuspid or quadricuspid valve, or the presence of large fenestrations or atheroma precludes use of the valve as an autograft. The mobilization of the pulmonary artery then begins distally, near the transverse arteriotomy, and continues proximally towards the valve. The dissection is initiated posteriorly, staying very close to the pulmonary artery, and taking care not to buttonhole the wall (Fig. 34-14). The left main coronary artery and its bifurcation into the left anterior descending (LAD) artery, with its septal perforators, and the circumflex arteries should be identified and avoided. When these are not easily appreciated, a probe may be placed into the left coronary os, through the aortotomy, to facilitate identification of the left main coronary artery and its branches. The dissection continues proximally until septal musculature is reached, taking care to avoid injury to the conal branch of the right coronary artery. A point 3 to 4 mm below the pulmonic annulus is identified, often facilitated by passing a probe through the pulmonic valve, and the right ventricular outflow tract (RVOT) is divided (Fig. 34-15). Where the RVOT meets the septum, the dissection must be kept superficial (i.e., on the right ventricular side) to avoid injury to the septal perforators of the LAD. The adventitia of the autograft is preserved. After complete division, the autograft is then accurately sized at its base, as well as the RVOT, and an appropriately sized allograft is obtained.
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The steps in this technique are illustrated in Figure 34-16. The autograft is oriented so that the posterior pulmonary sinus becomes the noncoronary sinus. The proximal suture line is performed first. In adults, this is performed with a running 4-0 or 5-0 polypropylene, while an absorbable monofilament suture (e.g., Maxon, Davis + Geck, Manati, PR) is used in children and adolescents, recognizing future growth of the autograft with the patient.64 The left coronary artery is then implanted at the midpoint of the left coronary sinus, as previously described. Again, 5-0 polypropylene is used in adults and 6-0 Maxon is used in children. The distal suture line is then performed, after the autograft is trimmed 4 to 5 mm beyond the sinotubular junction of the autograft. A running 4-0 or 5-0 polypropylene suture is used in adults, while Maxon is used in children. The importance of similarly sized aortic and pulmonary valves has recently been suggested.66 If a size or geometric mismatch between valves occurs, the diameter of the aortic annulus and/or sinotubular junction may be surgically reduced, with a reduction aortoplasty, as described and performed by Elkins.67 Also, if the ascending aorta is aneurysmal, it may be replaced with an interposition Dacron graft bridging between the distal autograft and the ascending aorta just proximal to the innominate artery. This is followed by reimplantation of the right coronary artery, similar to that described for the left coronary artery. After the suture lines are inspected, the cross-clamp is removed and the operation is completed during rewarming.
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The inclusion cylinder technique is nearly identical to that previously described for the allograft (Figs. 34-17 and 34-18).
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Ross initially reported his results in 1991, setting the standard for outcomes after the Ross procedure.68 He reported follow-up in 339 patients up to 24 years with an 80% survival and an 85% freedom from reoperation. More recently, a longer follow-up report from this initial series included 131 patients (long-term survivors) with a mean follow-up of 20 years (range 926 years).69 In this report, freedom from reoperation was 76% and 62% at 10 and 20 years, respectively. Freedom from autograft replacement was 88% and 75% at 10 and 20 years, respectively. The main indication prompting autograft replacement was severe regurgitation, which occurred in 28 of 30 patients. At 25 years, the pulmonary homograft was free of replacement in 69% of patients. Indeed, these outcome results have set the benchmark for aortic valve repairs using autologous pulmonic valve. It is worth noting that most of the patients in Ross's series were repaired by the scalloped subcoronary implant technique, whereas the root replacement technique is the most commonly performed technique today.
Current data from the Ross Registry resemble Ross's initial results with an 68% survival, 84% freedom from right ventricular outflow tract (RVOT) repair/replacement, and an 82% freedom from autograft explant over 25 years.
With increasing experience and improved perioperative care, operative risk has declined since Ross first described this procedure. According to the International Ross Registry, overall perioperative mortality (i.e. <30 days) is now 4.1% (129 deaths in 3922 patients). Although 4.1% perioperative mortality is acceptable for some cardiac operations, many believe it is unacceptably high for the younger patients that are most often subjected to the Ross procedure. This controversial point highlights the need for individualized therapy with respect to valve replacement through consideration of all the risks and benefits associated with the available options. We do not believe that the risks of the Ross procedure are prohibitive in appropriately selected patients. Further, as more experience is gained with this procedure, a volume-outcome relationship may be apparent, supporting regional specialization and referrals to "centers of excellence."
Pulmonary Autograft Dysfunction
Early autograft dysfunction occurs infrequently. Elkins reported early autograft dysfunction (<6 months) in 3 of 195 patients (1.5%).64
Late autograft dysfunction is an increasingly recognized phenomenon following the Ross procedure, although few studies have followed patients longitudinally with routine evaluations. A recent report of midterm follow-up (mean 2.47 years) in 132 consecutive patients who underwent routine echocardiographic evaluations of the pulmonary autograft revealed mild aortic insufficiency (graded 1 out of 4) in 39.2% to 53.6% of patients, depending on follow-up interval.70 Three percent of patients had moderate insufficiency early after surgery, increasing to 14.3% at 5 years. The mean transvalvular gradient across the aortic valve was minimal (3 mm Hg) early and remained stable during follow-up.
In Elkins' series of 289 patients, 6% (16) of the patients required autograft reoperation.65 In the patients who received root replacement implants, 97% had no change in autograft function during follow-up, while only 1% had severe insufficiency (3+). In contrast, of those who received scalloped subcoronary or inclusion cylinder implants, 86% had no change in autograft function, while 8% had progressed to severe insufficiency (3+).
David et al have provided additional insight into late autograft dysfunction following the Ross procedure, by assessing dilatation of the pulmonary autograft.71 From 1990 to 1997, 118 patients with a mean age of 34 years (range 1757) underwent the Ross procedure. Of note, if there was a 2-mm or greater size mismatch between the aortic and pulmonic sinotubular junction or annuli, they were surgically reduced prior to implantation. The root replacement technique was most commonly used (71/118, 60%), followed by the root inclusion technique (45/118, 38%); the subcoronary implant was the least common technique (2/118, 1.7%). Follow-up was 12 to 96 months (mean 44 months) including annual echocardiography. Over the observation period the diameter of the sinuses of Valsalva significantly increased from 31.4 mm to 33.7 mm. Further, with respect to operative techniques, aortic root replacement was significantly positively correlated with increased risk of dilatation. No interpretable changes were seen in the aortic annulus over time. However, the diameter of the sinotubular junction increased in patients who had aortic root replacement and decreased in those subjected to root inclusion technique. During the observation period, only 5.9% (7/118) of patients developed moderate AI. However, all the patients with AI had dilatation of the aortic annulus and/or the sinotubular junction.
Taken together, these data indicate that the autologous pulmonic valve in the aortic position is quite durable and able to withstand the increased stresses at this position. Further, although valve effective orifice area (EOA) does not seem to change, up to 50% of patients may develop mild AI, which seems to increase with time, likely resulting from dilatation of the pulmonary autograft sinotubular junction and/or sinuses of Valsalva. Although it is suggested that this may be affected by surgical technique, it is unclear whether the use of the root replacement technique or root inclusion technique impacts the development of late pulmonary autograft dysfunction. Additional investigation is needed to elucidate risk factors for this complication and surgical interventions that may attenuate the frequency of this complication (e.g., reduction aortoplasty or Dacron banding of aortic annulus and sinotubular junction).
Although the cryopreserved homograft has many advantages for an RV-PA conduit, it has become increasingly clear that it is susceptible to stenosis, degeneration, and calcification. Since current cryopreservation techniques result in varying degrees of donor cell viability, these effects may be immunologically mediated, although this remains controversial.72 Again, the precise incidence of this phenomenon is likely underappreciated due to lack of routine echocardiographic screening.
Midterm echocardiographic follow-up results of 132 patients (mean follow-up 2.47 years) after the Ross procedure demonstrated early minimal transvalvular gradients (+3 ± 4 mm Hg) with significant worsening (+ ± 8 mm Hg) over time.70 Further, there was decreasing valve EOA (-0.74 ± 0.82 cm2), mostly within the first 6 months. This resulted in 19.3% of patients having an EOA index of less than 0.85 cm2/m2 at 1-year follow-up. Put another way, after 2 years the pulmonary valve EOAs were, on average, 31% less than they were immediately following surgery. Through multivariate analysis, only small homograft size and hypertension were found to be significant negative predictors of EOA at 1-year follow-up.
Raanani et al followed 109 consecutive patients after the Ross procedure to identify the incidence and risk factors for homograft stenosis.73 Echocardiographic follow-up (mean 39 ± 20 months) was available in 105 (97%) patients. The primary abnormality identified was homograft stenosis. In support, they identified a peak systolic transvalvular gradient of more than 20 mm Hg in 28.5% (30/105) of patients and more than 40 mm Hg peak gradient in 3.8% (4/105) of patients. This obstruction occurred at all levels of the homograft, as opposed to just at anastomotic sites, and was associated with homograft thickening. Moderate or severe homograft insufficiency was identified in 9.5% (10/105) of patients. Through multivariate analysis, the only independent significant predictors of homograft stenosis that approached statistical significance were cryopreservation duration of less than 20 months, donor age younger than 30 years, and small homograft size.
Taken together, these data indicate that pulmonary homograft stenosis may develop in up to 30% of patients following the Ross operation. More importantly, the clinical significance of these data is not clear. For example, in the context of congenital pulmonary stenosis, it appears that peak transvalvular gradients of less than 50 mm Hg are usually well tolerated.74 However, it would be erroneous to extrapolate these data to the demographic of the Ross procedure, as many of these patients are into adulthood when they undergo this procedure. Further, similar to the pulmonic autograft in the aortic position, the incidence and severity of pulmonic insufficiency appears to increase with time. Clearly, these data suggest that future endeavors to improve the Ross procedure should be directed to elucidating the mechanisms underlying the pulmonary homograft stenosis and towards therapy to minimize these untoward effects.
The search for the ideal valve to replace the diseased aortic valve is ongoing and available techniques are imperfect. Nonetheless, the Ross operation, in which the pulmonic valve is transposed to the aortic position and the RVOT is replaced with cryopreserved homograft (most commonly), has proven to be a durable solution for complex congenital abnormalities and disease isolated to the aortic valve, particularly in children and young adults.
Observations of the long-term durability of the pulmonic autograft in the aortic position affirm its ability to withstand the increased physical stresses at this location and maintain near normal hemodynamics over time, making it an excellent choice for replacement of a diseased aortic valve. The incidence of AI is low and increases with time, likely resulting from dilatation of the pulmonary autograft sinotubular junction and/or the sinuses of Valsalva. Further studies are needed to discern the risk factors for this occurrence, but utilizing the root replacement technique compared to the root inclusion technique may affect it.
The homograft in the pulmonic position is more susceptible to complications, namely stenosis, which occurs primarily within the first year. Up to 30% of patients may have a hemodynamically significant stenosis at this location that is likely to be immunologically mediated, though the clinical significance of these findings remains unclear. Small homograft size is consistently a risk factor for stenosis, thereby supporting the current practice of oversizing the homograft by 2 to 3 mm. Future attempts to improve outcome after the Ross procedure should be directed towards reducing homograft stenosis.
The Ross procedure remains an excellent option for replacement of the diseased aortic valve, particularly in children and young adults. As longer follow-up continues to accumulate, the risks and benefits of this procedure relative to other treatment options for replacement of a diseased aortic valve will be better characterized.
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